William P. Rogers, Jr., Esq.
Cravath, Swaine & Moore LLP
Worldwide Plaza
825 Eighth Avenue
New York, New York 10019
+1 (212) 474-1000
(telephone number)
+1 (212) 474-3700
(facsimile number)
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Charles Lubar, Esq.
Morgan, Lewis & Bockius LLP
Condor House
5-10 St. Paul’s Churchyard
London, ENGLAND EC4M 8AL
+44 (0)20 3201 5531
(telephone number)
+44 (0)20 3201 5001
(facsimile number)
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1
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NAMES OF REPORTING PERSONS
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Peter G. Livanos
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☒
(b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Greece and the United Kingdom
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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31,403,442
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8
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SHARED VOTING POWER
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541,000
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9
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SOLE DISPOSITIVE POWER
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31,403,442
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10
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SHARED DISPOSITIVE POWER
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541,000
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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31,944,442
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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39.7%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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1
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NAMES OF REPORTING PERSONS
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Ceres Shipping Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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||||
(a) ☒
(b) ☐
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||||
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|
||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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||||
5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Bermuda
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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29,727,014
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8
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SHARED VOTING POWER
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|||
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||||
9
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SOLE DISPOSITIVE POWER
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29,727,014
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|||
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||||
10
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SHARED DISPOSITIVE POWER
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|||
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|
||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
29,727,014
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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|
|
||
☐
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|||
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|
||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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36.9%
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||||
14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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1
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NAMES OF REPORTING PERSONS
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Blenheim Holdings Ltd.
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|||
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
||
(a) ☒
(b) ☐
|
|
|
|||
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|
||||
3
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SEC USE ONLY
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|||
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||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
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|
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||
OO
|
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|
|||
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|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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|
|
||
☐
|
|
|
|||
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|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
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Bermuda
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|
|||
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
29,727,014
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
29,727,014
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
29,727,014
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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36.9%
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|||
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|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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Reporting Person/
Director/Officer/Control Person
of a Reporting Person
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Address of
Principal Office/Business or
Residence Address
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Jurisdiction of Incorporation/
Citizenship
|
Name/Address of
Employer and Occupation
|
Principal Business
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Peter G. Livanos
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c/o GasLog Monaco S.A.M.
Gildo Pastor Center
7 rue du Gabian
98000, Monaco
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Greece and
United Kingdom
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GasLog Ltd.
c/o GasLog Monaco S.A.M.
Gildo Pastor Center
7 rue du Gabian
98000, Monaco
Chairman
Ceres Shipping Ltd.
Clarendon House 2
Church Street, Hamilton, Bermuda
Chairman and
sole shareholder
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international owner, operator and manager of LNG carriers
holding company that has interests in tankers, dry bulk carriers and containerships
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Ceres Shipping Ltd.
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Clarendon House
2 Church Street Hamilton, Bermuda
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Bermuda
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N/A
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See above
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Directors
|
||||
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Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
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Bruce L. Blythe
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Minera Mews
London SW1W 9JD
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U.S.A. and United Kingdom
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GasLog Ltd.
c/o GasLog Monaco S.A.M.
Gildo Pastor Center
7 rue du Gabian
98000, Monaco
Director
|
See above
|
Reporting Person/
Director/Officer/Control Person
of a Reporting Person
|
Address of
Principal Office/Business or
Residence Address
|
Jurisdiction of Incorporation/
Citizenship
|
Name/Address of
Employer and Occupation
|
Principal Business
|
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Ceres Shipping Ltd.
Clarendon House
2 Church Street
Hamilton, Bermuda
Director
|
See above
|
||||
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Jean Haramis
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c/o Ceres Monaco S.A.M.
Gildo Pastor Center
7 rue du Gabian
98000, Monaco
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Switzerland
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Ceres Monaco S.A.M.
Gildo Pastor Center
7 rue du Gabian
98000, Monaco
Managing Director
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family office
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Officers
|
|||||
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Chairman
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Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
|
Vice Chairman
|
Bruce L. Blythe
|
See above
|
See above
|
See above
|
See above
|
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Secretary
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Codan Services Ltd.
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Clarendon House
2 Church Street
Hamilton, Bermuda
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Bermuda
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local agents
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Chief Financial Officer
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Athanasios Thanopoulos
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c/o Ceres Monaco S.A.M.
Gildo Pastor Center
7 rue du Gabian
98000, Monaco
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Greece
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DryLog Ltd.
c/o Ceres Monaco S.A.M.
Gildo Pastor Center
7 rue du Gabian
98000, Monaco
Chief Financial Officer
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holding company that has interests in international operators of dry bulk vessels and in dry bulk carriers
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Blenheim Holdings Ltd.
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c/o Ceres Monaco S.A.M.
Gildo Pastor Center
7 rue du Gabian
98000, Monaco
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Bermuda
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N/A
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holding company
|
||
Directors
|
||||||
Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
||
Bruce L. Blythe
|
See above
|
See above
|
See above
|
See above
|
||
Stanislao Faina
|
c/o C Transport Maritime S.A.M.
Gildo Pastor Center
7 rue du Gabian
98000, Monaco
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Italy
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C Transport Maritime S.A.M.
Gildo Pastor Center
7 rue du Gabian
98000, Monaco
Legal and Corporate
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international operator and manager of dry bulk carriers
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Reporting Person/
Director/Officer/Control Person
of a Reporting Person
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Address of
Principal Office/Business or
Residence Address
|
Jurisdiction of Incorporation/
Citizenship
|
Name/Address of
Employer and Occupation
|
Principal Business
|
||
|
Officers
|
|||||
|
Secretary
|
Codan Services Ltd.
|
See above
|
See above
|
See above
|
See above
|
Peter G. Livanos
|
|||
|
By:
|
/s/ Peter G. Livanos | |
Ceres Shipping Ltd.
|
|||
|
By:
|
/s/ Peter G. Livanos | |
Name: Peter G. Livanos | |||
Title: Director | |||
Blenheim Holdings Ltd.
|
|||
|
By:
|
/s/ Peter G. Livanos | |
Name: Peter G. Livanos | |||
Title: Director | |||